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Stakeholder Evaluation

Stakeholder evaluation assesses the compliance posture of every supply chain participant through compiled information, producing consistent, transparent, and explainable results.

Scoring Structure

Three-tier scoring with verification weighting, producing a composite score on a 0-100 scale.

Tier 1 - KYC Assessment Score

16 core compliance criteria, each resolved to a consolidation state through multi-source data consolidation.

Seven consolidation states:

State Weight Meaning
Verified Compliance +1.0 Multiple sources confirm compliance
Unverified Compliance +0.7 Single source indicates compliance
Contested Compliance +0.4 Sources disagree, leaning compliant
Undetermined 0.0 No information available
Contested Gap -0.4 Sources disagree, leaning non-compliant
Unverified Gap -0.7 Single source indicates non-compliance
Verified Gap -1.0 Multiple sources confirm non-compliance

Tier 2 - Documentation Completeness

Ratio of available documents to applicable documents x 100. 17 document types with per-type applicability rules.

Tier 3 - Management Systems Readiness

Operators and SCAs only. Based on OECD Due Diligence Guidance Step 1 self-assessment. Five components: Supply Chain Policy, Internal Management Systems, Supply Chain Integrity and Traceability, Supplier Engagement, Grievance Mechanism.

Composite Scoring

Stakeholder Type KYC Documentation Management Systems
Individuals / Corporate / Other Orgs 70% 30% -
Operators / SCAs 60% 25% 15%

Risk Classification

Classification Threshold
Low Risk >= 75
Moderate Risk 50-74
High Risk < 50

Red Flags

08 (Watchlist counterparty), #09 (Watchlist beneficiaries), #10 (International expert reports), #14 (Criminal funding).